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General relativity: FirstPrinciples Primer

Writer: FirstPrinciplesFirstPrinciples

In 1915, Albert Einstein published his theory of general relativity, transforming our understanding of gravity. Explore the history and implications of this landmark theory.


Portrait of Sir Isaac Newton
Portrait of Sir Isaac Newton

At the dawn of the 20th century, physics seemed well on its way to unraveling the universe’s secrets. Newton’s laws of motion and universal gravitation had dominated the scientific landscape for over two centuries, describing gravity as a force between masses. This framework elegantly described everything from planetary orbits to falling apples.


Meanwhile, another pillar of physics—electromagnetism—had reached a similarly rigorous formulation. Maxwell’s equations, developed in the mid-19th century, unified electricity and magnetism into a single theoretical framework. It successfully predicted the existence of electromagnetic waves—light—and laid the foundation for technologies such as radio communication. Physics appeared to be on solid ground, with two theories governing the fundamental forces of nature.


But cracks in this picture soon began to emerge. One of the most glaring anomalies was the orbit of Mercury. Astronomers had long noted that the planet’s path deviated slightly from predictions based on Newtonian gravity. Attempts to explain this discrepancy—including the speculative existence of an unseen planet named Vulcan—proved fruitless.


Headshot of Albert Einstein
Albert Einstein, 1947

At the same time, the behavior of electromagnetic waves, as revealed by the Michelson-Morley experiment, challenged assumptions about space, time, and motion. Classical mechanics and electrodynamics predicted that light should travel faster or slower depending on its direction relative to the “luminous ether,” a medium thought to carry light waves. However, the experiment found no such variation, suggesting that either the ether did not exist or the laws of motion needed revision.


The stage was set for a profound shift. In 1905, Albert Einstein’s theory of special relativity combined space and time into a single entity: spacetime. His work built on the foundations laid by contemporaries such as Hendrik Lorentz and Henri Poincaré. Their efforts to address the constancy of the speed of light proved instrumental in shaping Einstein’s revolutionary ideas.


Einstein’s creative process: From special relativity to general relativity

Einstein continued developing his ideas for nearly 10 years before he arrived at his theory of general relativity, which describes how gravity arises from the curvature of spacetime caused by mass and energy. Published in 1915, the theory was as much a triumph of imagination as it was of rigorous analysis.


Diagram of a stick figure in a windowless room (right), with the same stick figure inside a rocket (left), demonstrating that the sensation of weight is indistinguishable whether in an accelerating rocket or on Earth's surface
From a windowless room, the sensation of weight is indistinguishable whether in an accelerating rocket or on Earth's surface (Credit: Wikimedia)

Einstein often employed thought experiments—conceptual exercises that allowed him to explore physical principles without relying on direct experimentation. In one famous example, he imagined an observer in a windowless room and reasoned that the sensation of weight from resting on Earth’s surface was indistinguishable from that of upward acceleration. This realization led to his principle of equivalence, a cornerstone of general relativity, that posits that the effects of gravity are indistinguishable from acceleration at a local scale.


Einstein formalized his gravitational theory by integrating cutting-edge mathematical principles, including differential geometry, to express foundational concepts. With the help of Marcel Grossmann, he explored the tensor framework developed by Carl Friedrich Gauss and Bernhard Riemann, refining his physical insights into a geometric formulation of spacetime.


The geometry of gravity: Curving spacetime

Einstein’s key insight lay in rethinking gravity entirely. At its heart, general relativity posits that gravity is not a force acting at a distance, as Newton described, but the result of massive objects distorting the very fabric of space and time.


Two spheres on a blue grid, representing a gravity well. A larger sphere creates a deep curve, while a smaller sphere sits nearby.

To illustrate this concept, imagine spacetime as a flexible fabric. A massive object like the Sun creates a depression in this fabric, and smaller objects, like planets, follow curved paths within it—much like marbles rolling along a warped trampoline.


This revolutionary idea found its mathematical expression in Einstein’s field equations:


Einstein's field equation: Gμν + Λgμν = (8πG/c⁴)Tμν, in black text on white background, represents general relativity concepts.

Here, Gμν is the Einstein tensor, which describes the geometry of spacetime and measures the extent of its curvature. The metric tensor, gμν, defines the spacetime geometry and generalizes the concept of measuring distances in curved spacetime. The stress-energy tensor, Tμν, describes the energy and momentum of matter and radiation. Λ is the cosmological constant, which contributes to the acceleration of the universe’s expansion. And G and 𝑐 are universal constants representing the strength of gravity and the speed of light, respectively.


While these equations are mathematically dense, their essence is profound: matter tells spacetime how to curve, and curved spacetime tells matter how to move.


Testing Einstein's vision

Einstein’s theory faced skepticism when first proposed. But general relativity offered several testable predictions. Early confirmations included:

Headline from The New York Times, November 10, 1919 that reads: "Lights All Askew in the Heavens. Einstein Theory Triumphs."
Headline from The New York Times, November 10, 1919

  • Mercury’s orbit: General relativity precisely accounted for the planet’s anomalous precession, where Newtonian gravity had failed. The Sun’s immense mass warps spacetime near its surface, causing Mercury’s elliptical path to shift slightly with each orbit.

  • Deflection of starlight: In 1919, Arthur Eddington’s observations during a solar eclipse demonstrated that light from distant stars bent as it passed near the Sun, a phenomena known as gravitational lensing that aligned with Einstein’s predictions. It continues to be used today to study distant galaxies and aid mapping efforts tied to dark matter hypotheses.


Over the following decades, increasingly sophisticated tests produced results consistent with the theory:


  • Time dilation in satellites: General relativity predicts that time flows more slowly in stronger gravitational fields. For example, clocks on Earth’s surface tick slightly slower than those on orbiting satellites. This effect was first measured in the 1960s using precise atomic clocks placed at different altitudes and has since been confirmed repeatedly, becoming a crucial component of technologies like GPS. Without accounting for relativistic effects, GPS systems would accumulate errors of several kilometers each day.

  • Gravitational redshift: This effect occurs when light is emitted from a strong gravitational field, appearing stretched to longer wavelengths to a distant observer. The 1959 Pound-Rebka experiment provided a laboratory confirmation of gravitational redshift. Today, gravitational redshift is a vital tool in astrophysics, helping scientists study the properties of massive celestial objects like white dwarfs and neutron stars.

  • Binary pulsars: The discovery of pulsar systems in the 1970s provided a natural laboratory for testing general relativity. Pulsars, highly magnetized rotating neutron stars, emit beams of electromagnetic radiation that can be precisely timed. In a binary system, variations in the timing of these signals reveal changes in the orbital period, showing a gradual decay due to the emission of gravitational waves—ripples in spacetime predicted by Einstein. This observed orbital decay matched general relativity’s predictions with extraordinary precision. The indirect detection of gravitational waves paved the way for their direct observation decades later.


More recently, groundbreaking experiments have provided further support for general relativity:


  • Gravitational waves: In 2015, the Laser Interferometer Gravitational-Wave Observatory (LIGO) achieved the first direct detection of gravitational waves. These ripples were produced by the merger of two black holes, a cataclysmic event that confirmed a key prediction of general relativity and opened a new window into astrophysical phenomena. Since then, observatories like LIGO and Virgo have detected multiple gravitational wave events, enabling scientists to study the universe in unprecedented ways.

  • Black hole imaging: In 2019, the Event Horizon Telescope captured the first image of a black hole’s shadow in the galaxy M87. This landmark achievement offered a striking visualization of spacetime warping under extreme gravity, further cementing general relativity’s legacy.


    Blurred orange and yellow ring on a dark background, depicting the M87* black hole.
    M87* black hole (Credit: EHT Collaboration)

Challenging and testing at the frontiers

Despite its successes, general relativity faces challenges in extreme environments. At the heart of black holes or the universe’s beginning, the theory predicts singularities—points where spacetime curvature becomes infinite, and our equations break down. These issues signal the need for a theory that unites general relativity with quantum mechanics.


Several ambitious approaches aim to bridge this divide. String theory, for instance, proposes that fundamental particles emerge from tiny, one-dimensional strings vibrating in different states, offering a framework that could unify gravity with quantum physics. Another contender, loop quantum gravity, seeks to quantize spacetime itself, suggesting it has a discrete structure at the smallest scales, similar to the intricate mesh of fabric. While these theories remain hypothetical, they offer tantalizing possibilities for resolving the conflicts between the predictions of general relativity and quantum mechanics in extreme conditions like the early universe or black hole interiors.


Building on Einstein's legacy

The theory of general relativity is a testament to human curiosity and ingenuity. Applications spanning from GPS navigation to Earth-observing satellites demonstrate its relevance in everyday life, while its contributions to cosmology and astrophysics continue to push the boundaries of what we know about the universe—and next-generation experiments promise to expand it further.


Artist's concept of LISA Pathfinder spacecraft
Artist's concept of LISA Pathfinder spacecraft (Credit: NASA/ESA)

Projects like the Laser Interferometer Space Antenna (LISA) aim to detect gravitational waves from early cosmic events, while advanced telescopes may reveal new details about black holes and other extreme phenomena. These efforts hold the potential to challenge and refine Einstein’s vision, leading us to a more complete understanding of the universe.


General relativity reveals a universe shaped by motion, where space and time bend and evolve in response to matter and energy, binding the cosmos in a deep, dynamic interplay. For all its successes, though, the theory leaves many questions unanswered: What lies beyond the event horizon of a black hole? What is dark energy, and why is the universe expanding at an accelerating rate?


As we probe deeper into the universe’s mysteries, we honor the spirit of inquiry that made Einstein’s insights possible and continue to explore the fundamental nature of reality.


This article was created with the assistance of artificial intelligence and thoroughly edited by FirstPrinciples staff and scientific advisors.

iStock-1357123095.jpg
iStock-1357123095.jpg

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